Fermin Ruybal
Also appears in the source record as: Ferman Dan Ruyba; Ferman Dan Ruybal; Fermin Dan Ruybal
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (8)
- Series 66Series 65Series 63Series 9Series 10Series 8SIESeries 7
- Registered states (5)
- Colorado · Florida · Massachusetts · Texas · Utah
- Years in the industry (source record)
- 37
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Fidelity Brokerage Services LLC
- Firm CRD
- 7784
- SEC number
- Not yet retrieved from the source record
- Assets under management
- Not yet retrieved from the source record
- Website
- Not yet retrieved from the source record
- Phone
- Not yet retrieved from the source record
- Firm location
- Not yet retrieved from the source record
Employment history (16)
From the source registration record · current first
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Mar 31, 2025 → present
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Nov 10, 2015 → present
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start not retrieved → present
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Fidelity Personal And Workplace AdvisorsIA capacityJul 13, 2018 → Mar 31, 2025
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Strategic Advisers LLCIA capacityApr 27, 2016 → Jul 13, 2018
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J.P. Morgan Securities LLCBD capacityOct 1, 2012 → Dec 31, 2013
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J.P. Morgan Securities LLCIA capacityOct 1, 2012 → Dec 31, 2013
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Chase Investment Services Corp.BD capacityJul 6, 2005 → Oct 1, 2012
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Chase Investment Services Corp.IA capacityJul 6, 2005 → Oct 1, 2012
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Banc One Securities CorporationIA capacityNov 17, 2004 → Jul 6, 2005
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Banc One Securities CorporationBD capacityNov 15, 2004 → Jul 6, 2005
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Charles Schwab & Co., Inc.IA capacityJul 8, 1997 → May 4, 2004
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Charles Schwab & Co., Inc.BD capacityFeb 6, 1992 → May 4, 2004
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Colorado National Brokerage, Inc.BD capacityNov 29, 1991 → Feb 12, 1992
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R A F Financial CorporationBD capacityNov 7, 1989 → Jan 1, 1990
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Wall Street West, Inc.BD capacityJul 18, 1989 → Nov 24, 1989
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.