Cynthia Schnack Lee

CRD 1977768 · Morgan Stanley · Honolulu, HI

IA RegisteredBroker

Also appears in the source record as: Cynthia Sc Lee; Cynthia Sc Schnack; Cynthia Schnack

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 66Series 63Series 7TOSIESeries 31Series 7
Registered states (18): Arizona · California · Colorado · Delaware · Florida · Hawaii · Idaho · Maryland · Massachusetts · Nebraska · New Mexico · New York · North Carolina · Oregon · Texas · Virginia · Washington · Wisconsin
Years in the industry (source record): 37
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1977768 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (13)

From the source registration record · current first

Morgan StanleyCurrent
Honolulu, HI · IA capacity

Sep 9, 2021 → present
Wells Fargo Clearing Services, LLC
IA capacity

Feb 16, 2011 → Sep 13, 2021
Wells Fargo Clearing Services, LLC
BD capacity

Feb 15, 2011 → Sep 13, 2021
Morgan Stanley Smith Barney
BD capacity

Jun 1, 2009 → Feb 28, 2011
Morgan Stanley Smith Barney LLC
IA capacity

Jun 1, 2009 → Feb 28, 2011
Wells Fargo Advisors, LLC
IA capacity

Feb 15, 2011 → Feb 15, 2011
Citigroup Global Markets Inc.
IA capacity

Sep 25, 2001 → Jun 1, 2009
Citigroup Global Markets Inc.
BD capacity

Mar 30, 2001 → Jun 1, 2009
Bancwest Investment Services, Inc.
BD capacity

Apr 13, 1999 → Mar 27, 2001
First Associated Securities Group, Inc.
BD capacity

Mar 5, 1997 → Feb 25, 1998
Cowles, Sabol & Company, Incorporated
BD capacity

Jan 30, 1995 → Mar 7, 1995
Sei Financial Services Company
BD capacity

Jul 8, 1992 → Jan 26, 1993
Shearson Lehman Hutton Inc.
BD capacity

Nov 21, 1989 → Jul 31, 1990

Source & corrections

Where this page comes from

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