Han Ming Lin

CRD 1978069 · Morgan Stanley · Pasadena, CA

IA RegisteredBroker

Also appears in the source record as: Han Lin; Han Ming Ming Lin

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 63Series 65SIESeries 31Series 7
Registered states (15): Arizona · California · Delaware · Hawaii · Minnesota · Nevada · New Jersey · New York · Oregon · Pennsylvania · Tennessee · Texas · Virginia · Washington · Wyoming
Years in the industry (source record): 37
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (6)

From the source registration record · current first

Morgan StanleyCurrent
Pasadena, CA · IA capacity

Aug 18, 2016 → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Jan 19, 1999 → Aug 23, 2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Oct 16, 1998 → Aug 23, 2016
U. S. Pacific Financial Services, Inc.
BD capacity

Jul 19, 1993 → Feb 9, 1999
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Sep 16, 1994 → Oct 7, 1994
Concorde Brokerage Corp.
BD capacity

Aug 22, 1989 → Oct 4, 1989

Source & corrections

Where this page comes from

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