Maria Ganley

CRD 1980553 · J.P. Morgan Securities LLC · Mattituck, NY

IA RegisteredBroker

Also appears in the source record as: Maria Mercedes Ganley; Maria Prikas Ganley; Maria Mercedes Prikas; Maria Prikas

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 66Series 63
Registered states (6): California · Connecticut · Florida · New Jersey · New York · South Carolina
Years in the industry (source record): 27
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (14)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Mattituck, NY · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Mattituck, NY · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.
Huntington Station, NY · IA capacity

May 6, 2021 → Feb 1, 2023
Charles Schwab & Co., Inc.
Huntington Station, NY · BC capacity

May 6, 2021 → Feb 1, 2023
Td Ameritrade, Inc.
Huntington Station, NY · IA capacity

Mar 22, 2019 → Jan 11, 2021
Td Ameritrade, Inc.
Huntington Station, NY · BC capacity

Mar 21, 2019 → Jan 11, 2021
Td Ameritrade Investment Management, LLC
Melville, NY · IA capacity

Mar 22, 2019 → Dec 31, 2020
Mbsc Securities Corporation
Uniondale, NY · BC capacity

Dec 14, 2016 → Apr 12, 2017
Hornor, Townsend & Kent, Inc.
Uniondale, NY · BC capacity

Apr 4, 2016 → Sep 1, 2016
Fidelity Brokerage Services LLC
Roslyn, NY · BC capacity

Jan 17, 2013 → Apr 29, 2014
New England Securities
Uniondale, NY · BC capacity

Sep 13, 2005 → Feb 13, 2009
Equity Services, Inc.
Montpelier, VT · BC capacity

Mar 24, 1999 → Aug 30, 2004
Dean Witter Reynolds Inc.
Purchase, NY · BC capacity

May 22, 1990 → Feb 21, 1992
Faitos & Company, Inc.
BC capacity

Dec 11, 1989 → May 30, 1990

Source & corrections

Where this page comes from

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