Daniel Henry Foley

CRD 1980821 · Wells Fargo Advisors · Anaheim, CA

IA RegisteredBroker

Also appears in the source record as: Daniel Henry Foley III; Daniel Foley

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): SIESeries 7Series 6Series 24Series 26Series 65Series 63
Registered states (37): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Florida · Georgia · Hawaii · Idaho · Illinois · Kansas · Kentucky · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1980821 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (12)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Anaheim, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Anaheim, CA · BC capacity

start not retrieved → present
Blackrock Fund Advisors
San Francisco, CA · IA capacity

Sep 25, 2012 → Nov 5, 2024
Blackrock Investments, LLC
San Francisco, CA · BC capacity

Sep 24, 2012 → Nov 5, 2024
Advisors Asset Management, Inc.
San Clemente, CA · IA capacity

Dec 13, 2011 → Jun 25, 2012
Advisors Asset Management, Inc.
San Clemente, CA · BC capacity

Nov 2, 2011 → Jun 25, 2012
Sun Life Financial Distributors, Inc.
Wellesley Hills, MA · BC capacity

Jun 15, 2004 → Nov 4, 2011
Planco Financial Services, Inc.
Hartford, CT · BC capacity

Jan 22, 2003 → May 25, 2004
Salomon Smith Barney Inc.
New York, NY · BC capacity

Nov 3, 2000 → Jun 14, 2001
Equitable Distributors, Inc.
Charlotte, NC · BC capacity

Mar 4, 1999 → Apr 20, 2000
Pacific Mutual Distributors, Inc.
Newport Beach, CA · BC capacity

May 4, 1995 → Oct 8, 1997
Hartford Equity Sales Company Inc.
Hartford, CT · BC capacity

Sep 26, 1989 → Oct 13, 1994

Source & corrections

Where this page comes from

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