Craig S Vento

CRD 1984286 · Fidelity Brokerage Services LLC · Westlake, TX

IA RegisteredBroker

Also appears in the source record as: Craig Steven Vento

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 66SIESeries 7
Registered states (52): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (17)

From the source registration record · current first

Strategic Advisers LLCCurrent
Pewaukee, WI · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Pewaukee, WI · BD capacity

Jan 10, 2022 → present
Fidelity Brokerage Services LLCCurrent
Westlake, TX · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Jan 26, 2022 → Mar 31, 2025
Lpl Financial LLC
BD capacity

Jul 29, 2021 → Oct 4, 2021
Lpl Financial LLC
IA capacity

Jul 29, 2021 → Oct 4, 2021
Td Ameritrade, Inc.
BD capacity

May 3, 2017 → Jan 11, 2021
Td Ameritrade, Inc.
IA capacity

May 3, 2017 → Jan 11, 2021
Td Ameritrade Investment Management, LLC
IA capacity

May 3, 2017 → Dec 31, 2020
Waddell & Reed
BD capacity

Feb 6, 2015 → Apr 26, 2017
Waddell & Reed
IA capacity

Feb 6, 2015 → Apr 26, 2017
J.P. Morgan Securities LLC
BD capacity

Oct 1, 2012 → Feb 18, 2015
J.P. Morgan Securities LLC
IA capacity

Oct 1, 2012 → Feb 18, 2015
Chase Investment Services Corp.
BD capacity

Apr 9, 2007 → Oct 1, 2012
Chase Investment Services Corp.
IA capacity

Apr 9, 2007 → Oct 1, 2012
Ameriprise Financial Services, Inc.
BD capacity

Aug 5, 2002 → Apr 3, 2007
Ids Life Insurance Company
BD capacity

Aug 5, 2002 → Jul 3, 2006

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1984286 ↗ FINRA BrokerCheck record for CRD 1984286 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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