Dianne H. Willier

CRD 1985383 · Fidelity Brokerage Services LLC · Midlothian, VA

IA RegisteredBroker

Also appears in the source record as: Dianne Jean Hissem; Dianne J Shepherd; Dianne Willer; Dianne H Willier; Dianne Hissem Willier

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 65Series 63Series 10Series 9SIESeries 55Series 7
Registered states (20): Arkansas · Colorado · District Of Columbia · Florida · Georgia · Indiana · Kentucky · Maine · Maryland · Missouri · New Jersey · North Carolina · Ohio · Oklahoma · Pennsylvania · South Carolina · Texas · Virginia · Washington · West Virginia
Years in the industry (source record): 36
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (13)

From the source registration record · current first

Strategic Advisers LLCCurrent
Midlothian, VA · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Powhatan, VA · BD capacity

Jan 31, 2014 → present
Fidelity Brokerage Services LLCCurrent
Midlothian, VA · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Jul 13, 2018 → Mar 31, 2025
Strategic Advisers LLC
IA capacity

Feb 3, 2014 → Jul 13, 2018
Morgan Stanley Smith Barney
BD capacity

Jun 1, 2009 → Sep 5, 2012
Morgan Stanley Smith Barney LLC
IA capacity

Jun 1, 2009 → Sep 5, 2012
Citigroup Global Markets Inc.
IA capacity

Feb 10, 2009 → Jun 1, 2009
Citigroup Global Markets Inc.
BD capacity

Oct 1, 2008 → Jun 1, 2009
Ubs Financial Services Inc.
BD capacity

Jan 24, 2008 → Oct 14, 2008
Wachovia Securities, LLC
BD capacity

Oct 27, 2006 → Jan 10, 2008
Davenport & Company LLC
BD capacity

Jul 20, 2006 → Aug 10, 2006
Davenport & Company LLC
BD capacity

Dec 17, 1990 → Aug 3, 2004

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1985383 ↗ FINRA BrokerCheck record for CRD 1985383 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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