Mark Paul Casa

CRD 1986147 · Fidelity Brokerage Services LLC · Smithfield, RI

IA RegisteredBroker

Also appears in the source record as: Mark Casa

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 66Series 63Series 7TOSIESeries 3Series 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 37
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (11)

From the source registration record · current first

Strategic Advisers LLCCurrent
White Plains, NY · IA capacity

Apr 21, 2025 → present
Fidelity Brokerage Services LLCCurrent
White Plains, NY · BD capacity

Apr 10, 2025 → present
Fidelity Brokerage Services LLCCurrent
Smithfield, RI · BC capacity

start not retrieved → present
Lpl Enterprise, LLC
BD capacity

Nov 14, 2024 → Mar 24, 2025
Lpl Enterprise, LLC
IA capacity

Nov 14, 2024 → Mar 24, 2025
Pruco Securities, LLC.
BD capacity

Oct 11, 2024 → Nov 14, 2024
Prudential Financial Planning Services
IA capacity

Oct 11, 2024 → Nov 14, 2024
Axa Advisors, LLC
BD capacity

Dec 22, 2018 → Apr 3, 2019
Prs International Brokerage, Inc.
BD capacity

May 21, 1991 → Mar 26, 2007
Prudential Securities Incorporated
BD capacity

Jan 7, 1991 → Mar 25, 1991
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Oct 25, 1989 → Jan 17, 1991

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1986147 ↗ FINRA BrokerCheck record for CRD 1986147 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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