Mary Tara Rogers

CRD 1986446 · J.P. Morgan Securities LLC · New York, NY

Broker

Also appears in the source record as: Mary Ament; Mary Tara Rogers-Ament

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Not registered in this capacity
Exams passed (6): Series 16SIESeries 7Series 6Series 4Series 63
Registered states (9): Arizona · Colorado · Connecticut · District Of Columbia · Florida · Idaho · Louisiana · Maryland · Puerto Rico
Years in the industry (source record): 28
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (6)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
New York, NY · BC capacity

start not retrieved → present
Goldman, Sachs & Co.
New York, NY · BC capacity

Aug 10, 2004 → Aug 2, 2010
Banc Of America Securities LLC
New York, NY · BC capacity

Nov 6, 2000 → Jul 25, 2001
Donaldson, Lufkin & Jenrette Securities Corporation
Jersey City, NJ · BC capacity

Jul 7, 2000 → Oct 30, 2000
Metropolitan Life Insurance Company
New York, NY · BC capacity

Oct 9, 1989 → Mar 2, 1995
Metlife Securities Inc.
Springfield, MA · BC capacity

Oct 9, 1989 → Mar 2, 1995

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1986446 ↗ FINRA BrokerCheck record for CRD 1986446 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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