Rod Barry Aronson

CRD 1988324 · Morgan Stanley · Palm Beach, FL

IA RegisteredBroker

Also appears in the source record as: Rod B Aronson; Rod Aronson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 65Series 63Series 79TOSIESeries 31Series 7
Registered states (50): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 37
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (9)

From the source registration record · current first

Morgan StanleyCurrent
Palm Beach, FL · IA capacity

Jun 1, 2009 → present
Morgan Stanley & Co. Incorporated
IA capacity

Feb 21, 2006 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
BD capacity

Oct 3, 2005 → Jun 1, 2009
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

May 7, 2003 → Mar 7, 2005
J.P. Morgan Securities Inc.
BD capacity

Jan 22, 2001 → Apr 21, 2003
J.P. Morgan Securities Inc.
BD capacity

Apr 27, 2000 → Jan 22, 2001
Abn Amro Incorporated
BD capacity

Jun 26, 1996 → Apr 12, 2000
Morgan Stanley & Co., Incorporated
BD capacity

Jul 12, 1990 → Jun 19, 1996
Shearson Lehman Hutton Inc.
BD capacity

Oct 25, 1989 → May 10, 1990

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1988324 ↗ FINRA BrokerCheck record for CRD 1988324 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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