Raymond J. Podolla

CRD 1989608 · Fidelity Brokerage Services LLC · Coral Gables, FL

IA RegisteredBroker

Also appears in the source record as: Ray Podolla; Raymond John Podolla Jr.; Raymond John Podolla; Raymond Podolla; Raymond J Podolla

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): SIESeries 7Series 10Series 9Series 24Series 8Series 66Series 63
Registered states (7): District Of Columbia · Florida · Massachusetts · Puerto Rico · Texas · Utah · Washington
Years in the industry (source record): 27
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (11)

From the source registration record · current first

Strategic Advisers LLCCurrent
Key Biscayne, FL · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Coral Gables, FL · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Jacksonville, FL · IA capacity

Dec 20, 2021 → Mar 31, 2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated
West Palm Beach, FL · IA capacity

Oct 6, 2020 → Nov 12, 2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated
West Palm Beach, FL · BC capacity

Oct 5, 2020 → Nov 12, 2021
Td Ameritrade, Inc.
Vero Beach, FL · IA capacity

Jul 11, 2018 → Oct 7, 2020
Td Ameritrade Investment Management, LLC
Vero Beach, FL · IA capacity

Jun 20, 2018 → Oct 7, 2020
Td Ameritrade, Inc.
Vero Beach, FL · BC capacity

Apr 18, 2018 → Oct 7, 2020
Axa Advisors, LLC
Miami, FL · BC capacity

Sep 6, 2017 → Jan 24, 2018
Ubs International Inc.
Miami, FL · IA capacity

Mar 29, 2006 → Jul 17, 2008
Ubs International Inc.
Miami, FL · BC capacity

Mar 28, 2006 → Jul 17, 2008

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 1989608 ↗ FINRA BrokerCheck record for CRD 1989608 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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