Douglas Paul Harrigan

CRD 1991560 · Wharton Midmarket Investment Advisors Inc · Milford, CT

IA RegisteredBroker

Also appears in the source record as: Douglas P Harrigan

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed: Not yet retrieved from the source record
Registered states: Not yet retrieved from the source record
Years in the industry: Not yet retrieved from the source record
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wharton Midmarket Investment Advisors Inc
Firm CRD: 301186
SEC number: 801-116676
Assets under management: $231.1M as of Apr 30, 2026
Website: Not yet retrieved from the source record
Phone: 2036069696
Firm location: Woodbridge, CT, 06525

Employment history (3)

From the source registration record · current first

Wharton Midmarket Securities Inc.Current
Milford, CT · IA capacity

start not retrieved → present
Wharton Midmarket Securities Inc.Current
Milford, CT · IA capacity

start not retrieved → present
Wharton Midmarket Investment Advisors IncCurrent
Milford, CT · IA capacity

start not retrieved → present

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1991560 ↗ FINRA BrokerCheck record for CRD 1991560 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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