Philip Ryan Carter

CRD 1994500 · Morgan Stanley · New York, NY

IA RegisteredBroker

Also appears in the source record as: Phil Carter

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 63Series 65SIESeries 3Series 7
Registered states (9): Arizona · California · Florida · Illinois · New Hampshire · New Jersey · New York · North Carolina · Pennsylvania
Years in the industry (source record): 37
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (9)

From the source registration record · current first

Morgan StanleyCurrent
New York, NY · IA capacity

Jul 14, 2016 → present
Lbmz Securities, Inc.
BD capacity

Jul 20, 2006 → Jun 15, 2016
Zacks Investment Management, Inc.
IA capacity

Apr 24, 2006 → Jun 15, 2016
Donaldson, Lufkin & Jenrette Securities Corporation
BD capacity

Apr 4, 2000 → Oct 30, 2000
Fortis Securities Inc.
BD capacity

Jan 6, 2000 → Jul 21, 2000
Julius Baer Securities Inc.
BD capacity

Feb 20, 1998 → May 20, 1998
Smith Barney Inc.
BD capacity

Aug 24, 1994 → Dec 18, 1997
Cigna Securities, Inc.
BD capacity

Dec 11, 1991 → Dec 31, 1992
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Oct 25, 1989 → Dec 22, 1989

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 1994500 ↗ FINRA BrokerCheck record for CRD 1994500 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.