Maria Briggs
Also appears in the source record as: Maria Anderson; Maria Emelia Biasbas; Maria Emelia Biesinger; Maria Emelia Briggs
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (4)
- Series 65Series 63SIESeries 7
- Registered states (32)
- Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Indiana · Kansas · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Nebraska · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Virginia · Washington · Wisconsin
- Years in the industry (source record)
- 34
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (6)
From the source registration record · current first
-
Sep 9, 2025 → present
-
Ubs Financial Services Inc.BD capacityMar 13, 2009 → Sep 18, 2025
-
Ubs Financial Services Inc.IA capacityMar 13, 2009 → Sep 18, 2025
-
Citigroup Global Markets Inc.IA capacityJul 10, 1998 → Apr 8, 2009
-
Citigroup Global Markets Inc.BD capacityJul 31, 1993 → Apr 8, 2009
-
Lehman Brothers Inc.BD capacityNov 27, 1992 → Jul 31, 1993
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.