Richard John Jagodzinski

CRD 2007756 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Mount Laurel, NJ

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 31Series 7Series 65Series 63
Registered states (24): Arizona · California · Connecticut · Delaware · Florida · Illinois · Kentucky · Maryland · Massachusetts · Michigan · Minnesota · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Virginia · West Virginia · Wisconsin
Years in the industry (source record): 36
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (12)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Mount Laurel, NJ · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Mount Laurel, NJ · BC capacity

start not retrieved → present
Morgan Stanley
Mt. Laurel, NJ · IA capacity

Jun 1, 2009 → Nov 16, 2012
Morgan Stanley
Mt. Laurel, NJ · BC capacity

Jun 1, 2009 → Nov 16, 2012
Citigroup Global Markets Inc.
Mt. Laurel, NJ · IA capacity

Sep 2, 2005 → Jun 1, 2009
Citigroup Global Markets Inc.
Mt. Laurel, NJ · BC capacity

Sep 2, 2005 → Jun 1, 2009
Morgan Stanley
Mount Laurel, NJ · IA capacity

Jun 6, 2002 → Sep 8, 2005
Morgan Stanley Dw Inc.
Purchase, NY · BC capacity

Aug 27, 1999 → Sep 8, 2005
Prudential Securities Incorporated
New York, NY · BC capacity

Sep 7, 1994 → Aug 24, 1999
Thomas James Associates, Inc.
Rochester, NY · BC capacity

Aug 19, 1994 → Sep 15, 1994
Hibbard Brown & Co., Inc.
New York, NY · BC capacity

Nov 21, 1989 → Sep 15, 1994
Westfield Financial Corporation
New York, NY · BC capacity

Aug 5, 1994 → Aug 19, 1994

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2007756 ↗ FINRA BrokerCheck record for CRD 2007756 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.