Kimberly West Gordon

CRD 2014054 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Atlanta, GA

IA RegisteredBroker

Also appears in the source record as: Kimberley N West; Kimberley Nicole West; Kimberley West Gordon; Kimberley Nicole West-Gordon

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 65Series 63Series 24SIESeries 3Series 7
Registered states (1): Georgia
Years in the industry (source record): 34
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (12)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Atlanta, GA · IA capacity

Feb 27, 2026 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Atlanta, GA · BC capacity

start not retrieved → present
Invesco Distributors, Inc.
BD capacity

Jun 12, 2019 → Apr 29, 2024
Foreside Fund Services, LLC
BD capacity

Apr 5, 2018 → Jan 22, 2019
Blackrock Investments, LLC
BD capacity

Sep 18, 2014 → Apr 20, 2016
J.P. Morgan Institutional Investments Inc.
BD capacity

Jan 22, 2007 → Aug 11, 2014
J.P. Morgan Securities Inc.
BD capacity

Nov 19, 2002 → Dec 31, 2006
Banc Of America Securities LLC
BD capacity

Aug 24, 2000 → Jul 18, 2002
The Robinson-Humphrey Company, LLC
BD capacity

Apr 7, 1998 → Aug 18, 2000
Ubs Securities LLC
BD capacity

Sep 26, 1994 → May 30, 1997
Kidder, Peabody & Co. Incorporated
BD capacity

Apr 22, 1994 → Jul 18, 1994
Furman Selz Incorporated
BD capacity

Nov 4, 1992 → Mar 22, 1994

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2014054 ↗ FINRA BrokerCheck record for CRD 2014054 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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