Mark Charles Sekera

CRD 2014223 · Charles Schwab & Co., Inc. · Cranberry Township, PA

IA RegisteredBroker

Also appears in the source record as: Mark Sekera

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 8Series 66Series 63
Registered states (22): Arizona · California · Colorado · Florida · Georgia · Illinois · Louisiana · Maryland · Massachusetts · Nevada · New Jersey · New York · North Carolina · Ohio · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Utah · Virginia · West Virginia
Years in the industry (source record): 34
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (12)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Cranberry Township, PA · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Cranberry Township, PA · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Cranberry Township, PA · IA capacity

start not retrieved → present
Advice And Planning Services
Pittsburgh, PA · IA capacity

Mar 28, 2013 → Mar 30, 2020
Tiaa-Cref Individual & Institutional Services, LLC
Pittsburgh, PA · BC capacity

Mar 28, 2013 → Mar 30, 2020
Valic Financial Advisors, Inc.
Pittsburgh, PA · IA capacity

Jan 21, 2009 → Feb 21, 2013
Valic Financial Advisors, Inc.
Pittsburgh, PA · BC capacity

Jan 21, 2009 → Feb 21, 2013
Strategic Advisers, Inc.
Wexford, PA · IA capacity

Jan 2, 2004 → Dec 10, 2008
Fidelity Brokerage Services LLC
Wexford, PA · BC capacity

Jun 17, 2003 → Dec 10, 2008
Pittsburgh Investment Brokers, Inc.
Pittsburgh, PA · BC capacity

May 15, 1991 → Nov 21, 1991
Ids Life Insurance Company
Minneapolis, MN · BC capacity

Jan 25, 1990 → Jun 5, 1990
American Express Financial Advisors Inc.
Minneapolis, MN · BC capacity

Jan 25, 1990 → Jun 5, 1990

Source & corrections

Where this page comes from

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