Nancy Ann Arango

CRD 2014245 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Oak Brook, IL

IA RegisteredBroker

Also appears in the source record as: Nancy Ann Arangolasek; Nancy Ann Duncan; Nancy Ann Lasek

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 3Series 7Series 65Series 63
Registered states (33): Alabama · Arizona · California · Colorado · Delaware · District Of Columbia · Florida · Georgia · Illinois · Indiana · Iowa · Kansas · Kentucky · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Nebraska · New Jersey · New York · North Carolina · North Dakota · Ohio · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Virgin Islands · Virginia · Washington · Wisconsin
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (12)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Oak Brook, IL · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Oak Brook, IL · BC capacity

start not retrieved → present
Commonwealth Financial Network
Glen Ellyn, IL · BC capacity

May 6, 2014 → Sep 30, 2015
Mml Investors Services, LLC
Glen Ellyn, IL · BC capacity

Feb 24, 2011 → May 21, 2014
Morgan Stanley Smith Barney LLC
Oak Brook, IL · IA capacity

Jun 1, 2009 → Dec 1, 2010
Morgan Stanley Smith Barney
Oak Brook, IL · BC capacity

Jun 1, 2009 → Dec 1, 2010
Morgan Stanley & Co. Incorporated
Oak Brook, IL · IA capacity

Jan 26, 2009 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
Oak Brook, IL · BC capacity

Jan 26, 2009 → Jun 1, 2009
Genworth Financial Securities Corporation
Wheaton, IL · BC capacity

Oct 20, 2004 → Dec 1, 2008
Bear, Stearns & Co. Inc.
Chicago, IL · IA capacity

Jun 4, 2001 → Nov 26, 2002
Bear, Stearns & Co. Inc.
New York, NY · BC capacity

Jan 21, 1995 → Nov 26, 2002
Salomon Brothers Inc.
New York, NY · BC capacity

Feb 22, 1994 → Jan 10, 1995

Source & corrections

Where this page comes from

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