Patrick Scott Hayes
Also appears in the source record as: P. Scott Hayes; Scott Hayes
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (5)
- Series 65Series 63SIESeries 31Series 7
- Registered states (16)
- Alabama · Arizona · California · Connecticut · District Of Columbia · Florida · Georgia · Maryland · North Carolina · Oklahoma · Pennsylvania · South Carolina · Tennessee · Texas · Vermont · Virginia
- Years in the industry (source record)
- 36
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (16)
From the source registration record · current first
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May 25, 2023 → present
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Wells Fargo Clearing Services, LLCIA capacityJun 13, 2017 → May 30, 2023
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Wells Fargo Clearing Services, LLCBD capacityJun 12, 2017 → May 30, 2023
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Sep 8, 2010 → Jun 14, 2017
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Sep 3, 2010 → Jun 14, 2017
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Morgan Stanley Smith BarneyBD capacityJun 1, 2009 → Sep 30, 2010
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Morgan Stanley Smith Barney LLCIA capacityJun 1, 2009 → Sep 30, 2010
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Morgan Stanley & Co. IncorporatedBD capacityApr 2, 2007 → Jun 1, 2009
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Morgan Stanley & Co. IncorporatedIA capacityApr 2, 2007 → Jun 1, 2009
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Morgan StanleyIA capacityMay 9, 2005 → Apr 2, 2007
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Morgan Stanley Dw Inc.BD capacityMay 5, 2005 → Apr 2, 2007
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Wachovia Securities, LLCBD capacityJul 1, 2003 → May 6, 2005
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Wachovia Securities, LLCIA capacityJul 1, 2003 → May 6, 2005
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Prudential Securities IncorporatedIA capacityApr 23, 2003 → Jul 1, 2003
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Prudential Securities IncorporatedBD capacityOct 21, 1993 → Jul 1, 2003
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Kidder, Peabody & Co. IncorporatedBD capacityFeb 27, 1990 → Oct 11, 1993
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.