John Thomas Ferrier

CRD 2017385 · Wells Fargo Advisors · Salt Lake City, UT

IA RegisteredBroker

Also appears in the source record as: John T Ferrier Jr.; John T Ferrier; John Thomas Ferrier Jr; John Thomas Ferrier Jr.; John T Ferrier Jr; John Ferrier

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 3SIESeries 7Series 9Series 10Series 8Series 66Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 34
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (15)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Salt Lake City, UT · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Salt Lake City, UT · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Salt Lake City, UT · IA capacity

start not retrieved → present
Sofi Wealth LLC
Cottonwood Heights, UT · IA capacity

Mar 20, 2024 → Dec 3, 2024
Sofi Securities LLC
Cottonwood Heights, UT · BC capacity

Mar 20, 2024 → Dec 3, 2024
Morgan Stanley
Sandy, UT · IA capacity

Sep 5, 2023 → Mar 20, 2024
Morgan Stanley
Sandy, UT · BC capacity

Mar 27, 2023 → Mar 20, 2024
E*trade Capital Management, LLC
Sandy, UT · IA capacity

Nov 15, 2022 → Sep 5, 2023
E*trade Securities LLC
Sandy, UT · BC capacity

Nov 15, 2022 → Sep 5, 2023
Equitable Advisors, LLC
Salt Lake City, UT · IA capacity

May 3, 2022 → Jun 13, 2022
Equitable Advisors, LLC
Salt Lake City, UT · BC capacity

May 2, 2022 → Jun 13, 2022
Fidelity Personal And Workplace Advisors
Boston, MA · IA capacity

Jul 13, 2018 → Jan 10, 2022
Fidelity Brokerage Services LLC
Salt Lake City, UT · BC capacity

Dec 2, 1991 → Jan 10, 2022
Strategic Advisers LLC
Salt Lake City, UT · IA capacity

Oct 26, 2007 → Jul 13, 2018
West Coast Securities, Ltd.
BC capacity

Jan 26, 1990 → Jul 11, 1990

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2017385 ↗ FINRA BrokerCheck record for CRD 2017385 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.