William Michael Steele

CRD 2019042 · Wells Fargo Advisors · Southlake, TX

IA RegisteredBroker

Also appears in the source record as: Bill Steele

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 9Series 63
Registered states (14): Arkansas · California · Colorado · Florida · Georgia · Illinois · Massachusetts · Missouri · New York · North Carolina · Pennsylvania · Texas · Utah · West Virginia
Years in the industry (source record): 35
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2019042 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (11)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Southlake, TX · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Southlake, TX · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Southlake, TX · IA capacity

start not retrieved → present
Ameriprise Financial Services, LLC
Dallas, TX · IA capacity

Mar 17, 2017 → Jun 2, 2026
Ameriprise Financial Services, LLC
Dallas, TX · BC capacity

Mar 17, 2017 → Jun 2, 2026
Morgan Stanley
Plano, TX · IA capacity

Jul 23, 1997 → Oct 18, 2004
Morgan Stanley Dw Inc.
Purchase, NY · BC capacity

Jul 23, 1997 → Oct 18, 2004
Ba Investment Services, Inc.
Oakland, CA · BC capacity

Nov 9, 1995 → Jul 28, 1997
Aegon USA Securities Inc.
Cedar Rapids, IA · BC capacity

Aug 20, 1992 → May 9, 1995
Invest Financial Corporation
Appleton, WI · BC capacity

Aug 25, 1994 → Mar 8, 1995
Fidelity Brokerage Services, Inc.
Smithfield, RI · BC capacity

Jan 31, 1990 → May 23, 1990

Source & corrections

Where this page comes from

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