Jeffrey Stuart Schoenfeld

CRD 2023242 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Lynbrook, NY

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 31Series 7Series 66Series 63
Registered states (22): Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Maine · Maryland · Massachusetts · Mississippi · Nevada · New Jersey · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Tennessee · Texas · Virginia
Years in the industry (source record): 36
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (11)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Lynbrook, NY · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Lynbrook, NY · BC capacity

start not retrieved → present
Ubs Financial Services Inc.
New York, NY · IA capacity

Apr 20, 2009 → Aug 30, 2016
Ubs Financial Services Inc.
New York, NY · BC capacity

Feb 26, 2009 → Aug 30, 2016
Citigroup Global Markets Inc.
New York, NY · IA capacity

Aug 6, 2003 → Mar 23, 2009
Citigroup Global Markets Inc.
New York, NY · BC capacity

May 23, 2003 → Mar 23, 2009
Banc Of America Securities LLC
New York, NY · BC capacity

Oct 31, 1997 → May 27, 2003
Schroder & Co. Inc.
New York, NY · BC capacity

May 6, 1994 → Nov 7, 1997
D. Blech & Company, Incorporated
New York, NY · BC capacity

Sep 27, 1993 → May 9, 1994
Alex. Brown & Sons Incorporated
BC capacity

Sep 6, 1990 → Sep 29, 1993
Shearson Lehman Hutton Inc.
New York, NY · BC capacity

Apr 25, 1990 → Jul 19, 1990

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2023242 ↗ FINRA BrokerCheck record for CRD 2023242 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.