Thomas Newton

CRD 2026415 · Strategic Advisers LLC · Midlothian, VA

IA RegisteredBroker

Also appears in the source record as: Thomas Kavanaugh Newton; Tom Newton; Thomas K Newton

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 66Series 63Series 24SIESeries 55Series 7
Registered states (22): Alabama · Arkansas · California · Colorado · Florida · Georgia · Illinois · Iowa · Kentucky · Maine · Massachusetts · Michigan · Mississippi · Missouri · New Jersey · New York · North Carolina · Ohio · South Carolina · Tennessee · Texas · Virginia
Years in the industry (source record): 36
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Strategic Advisers LLC
Firm CRD: 104555
SEC number: 801-13243
Assets under management: $1.4T as of Mar 30, 2026
Website: www.linkedin.com/showcase/womentalkmoney ↗
Phone: 617-563-7000
Firm location: Boston, MA, 02210-2698

Employment history (13)

From the source registration record · current first

Strategic Advisers LLCCurrent
Midlothian, VA · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Hanover, VA · BD capacity

Feb 1, 2017 → present
Fidelity Personal And Workplace Advisors
IA capacity

Jul 13, 2018 → Mar 31, 2025
Strategic Advisers LLC
IA capacity

Feb 28, 2017 → Jul 13, 2018
Thompson Davis & Co., Inc.
BD capacity

Feb 4, 2015 → Feb 3, 2017
Lpl Financial LLC
BD capacity

Nov 19, 2013 → Sep 2, 2014
Davenport & Company LLC
BD capacity

Feb 1, 2002 → Apr 12, 2013
Scott & Stringfellow, Inc.
BD capacity

Nov 2, 2001 → Feb 6, 2002
Tucker Anthony Incorporated
BD capacity

Mar 28, 2001 → Nov 9, 2001
Branch, Cabell & Co., Inc.
BD capacity

Apr 17, 2000 → Mar 28, 2001
First Union Securities, Inc.
BD capacity

Oct 1, 1999 → May 12, 2000
First Union Capital Markets Corp.
BD capacity

Feb 23, 1993 → Oct 1, 1999
Branch, Cabell And Company
BD capacity

Apr 30, 1990 → Feb 25, 1993

Source & corrections

Where this page comes from

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