Mark Steven Kritzer

CRD 2026925 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Austin, TX

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 31Series 7Series 65Series 63
Registered states (22): Arizona · California · Colorado · Florida · Georgia · Idaho · Iowa · Kansas · Louisiana · Maryland · Montana · Nevada · New York · North Carolina · North Dakota · Oklahoma · Oregon · South Carolina · Tennessee · Texas · Virginia · Washington
Years in the industry (source record): 35
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (13)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Austin, TX · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Austin, TX · BC capacity

start not retrieved → present
Morgan Stanley
Westlake Village, CA · IA capacity

Apr 16, 2010 → May 15, 2015
Morgan Stanley
Westlake Village, CA · BC capacity

Apr 16, 2010 → May 15, 2015
Wells Fargo Advisors, LLC
Woodland Hills, CA · IA capacity

Jul 1, 2003 → Apr 20, 2010
Wells Fargo Advisors, LLC
Woodland Hills, CA · BC capacity

Jul 1, 2003 → Apr 20, 2010
Prudential Securities Incorporated
Encino, CA · IA capacity

Jan 12, 2000 → Jul 1, 2003
Prudential Securities Incorporated
New York, NY · BC capacity

Jan 12, 2000 → Jul 1, 2003
Salomon Smith Barney Inc.
New York, NY · BC capacity

Aug 29, 1996 → Jan 13, 2000
Painewebber Incorporated
Weehawken, NJ · BC capacity

Jul 3, 1991 → Aug 21, 1996
Carillon Investments, Inc.
Cincinnati, OH · BC capacity

Feb 6, 1991 → Jul 3, 1991
Mutual Trust Co. Of America Securities
St. Petersburg, FL · BC capacity

Jun 13, 1990 → Oct 12, 1990
Ng Securities, Corp.
BC capacity

Jan 24, 1990 → Jan 24, 1990

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2026925 ↗ FINRA BrokerCheck record for CRD 2026925 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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