Arthur Foreman
Also appears in the source record as: Art Francis Foreman; Art Foreman; Arthur Francis Foreman
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (5)
- Series 65Series 63SIESeries 25Series 7
- Registered states (24)
- Arizona · California · Connecticut · Delaware · District Of Columbia · Florida · Illinois · Maine · Maryland · Massachusetts · New Hampshire · New Jersey · New York · North Carolina · Ohio · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Vermont · Virginia · Washington · West Virginia
- Years in the industry (source record)
- 33
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Fidelity Brokerage Services LLC
- Firm CRD
- 7784
- SEC number
- Not yet retrieved from the source record
- Assets under management
- Not yet retrieved from the source record
- Website
- Not yet retrieved from the source record
- Phone
- Not yet retrieved from the source record
- Firm location
- Not yet retrieved from the source record
Employment history (15)
From the source registration record · current first
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Mar 31, 2025 → present
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Oct 31, 2007 → present
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start not retrieved → present
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Fidelity Personal And Workplace AdvisorsIA capacityJul 13, 2018 → Mar 31, 2025
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Strategic Advisers LLCIA capacityJan 16, 2008 → Jul 13, 2018
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Keybanc Capital Markets Inc.BD capacityDec 2, 2004 → Sep 21, 2007
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Jack C. Lind & Co., Inc.BD capacityOct 20, 2004 → Dec 2, 2004
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Rbc Capital Markets CorporationBD capacityMay 17, 2004 → Oct 25, 2004
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Jack C. Lind & Co., Inc.BD capacityApr 29, 2004 → Jun 24, 2004
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Bear, Stearns & Co. Inc.BD capacityJan 24, 2000 → May 17, 2004
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Raymond James & Associates, Inc.BD capacityMay 4, 1998 → Aug 27, 1998
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Robert Thomas Securities, IncBD capacityJul 14, 1997 → Dec 16, 1997
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Jan 3, 1995 → Aug 15, 1995
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Chase Manhattan Investment Services, Inc.BD capacityMay 12, 1994 → Jan 11, 1995
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Gna Securities, Inc.BD capacityMay 21, 1993 → Apr 25, 1994
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.