Ronald William Tolle

CRD 2039392 · Morgan Stanley · Folsom, CA

IA RegisteredBroker

Also appears in the source record as: Ronald William Tolle Jr; Ronald William Jr Tolle; William Tolle; Ronald William Tolle Jr.; Ronald William

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 65Series 63Series 10Series 9Series 8SIESeries 3Series 7
Registered states (32): Arizona · California · Colorado · Delaware · Florida · Georgia · Hawaii · Idaho · Iowa · Maryland · Massachusetts · Michigan · Minnesota · Montana · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Utah · Washington · Wisconsin · Wyoming
Years in the industry (source record): 36
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2039392 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (9)

From the source registration record · current first

Morgan StanleyCurrent
Folsom, CA · IA capacity

Jul 12, 2013 → present
Ubs Financial Services Inc.
BD capacity

Jul 16, 2003 → Jul 22, 2013
Ubs Financial Services Inc.
IA capacity

Jul 16, 2003 → Jul 22, 2013
Wachovia Securities, LLC
BD capacity

Jul 1, 2003 → Jul 18, 2003
Wachovia Securities, LLC
IA capacity

Jul 1, 2003 → Jul 18, 2003
Prudential Securities Incorporated
IA capacity

Jul 8, 1997 → Jul 1, 2003
Prudential Securities Incorporated
BD capacity

May 26, 1995 → Jul 1, 2003
Smith Barney Inc.
BD capacity

Jul 31, 1993 → Jun 5, 1995
Lehman Brothers Inc.
BD capacity

Mar 20, 1990 → Jul 31, 1993

Source & corrections

Where this page comes from

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