Christopher Louis Dimattio

CRD 2044457 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Scranton, PA

IA RegisteredBroker

Also appears in the source record as: Christopher Dimattio

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63Series 24SIESeries 7
Registered states (11): Connecticut · Florida · Louisiana · Maryland · New Jersey · New York · North Carolina · Oklahoma · Pennsylvania · South Carolina · Virginia
Years in the industry (source record): 36
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2044457 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (8)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Scranton, PA · IA capacity

Jan 5, 2018 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Scranton, PA · BC capacity

start not retrieved → present
Invest Financial Corporation
IA capacity

Jan 5, 2018 → Jan 8, 2018
Invest Financial Corporation
BD capacity

Jun 14, 1997 → Jan 8, 2018
Fleet Securities Inc.
BD capacity

Jan 16, 1997 → Jun 10, 1997
Fmg Securities Corp.
BD capacity

Sep 8, 1995 → Jan 14, 1997
Natwest Investor Services Corporation
BD capacity

Oct 19, 1994 → Jan 31, 1996
Dean Witter Reynolds Inc.
BD capacity

Apr 25, 1990 → Oct 10, 1994

Source & corrections

Where this page comes from

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