Henry Anthony Hernandez

CRD 2044909 · Wells Fargo Advisors · Irvine, CA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 7Series 6Series 26Series 65Series 63
Registered states (10): Arizona · California · Colorado · Florida · Georgia · Nevada · New Mexico · Oregon · Texas · Utah
Years in the industry (source record): 36
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2044909 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (10)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Irvine, CA · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Irvine, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Irvine, CA · IA capacity

start not retrieved → present
Ubs Financial Services Inc.
Irvine, CA · IA capacity

Sep 3, 2020 → May 27, 2025
Ubs Financial Services Inc.
Irvine, CA · BC capacity

Sep 3, 2020 → May 27, 2025
Wells Fargo Investments, LLC
Newport Beach, CA · BC capacity

Sep 22, 2009 → Jan 3, 2011
Chase Investment Services Corp.
Irvine, CA · BC capacity

May 2, 2009 → Sep 16, 2009
Wamu Investments, Inc.
Tustin, CA · BC capacity

Feb 17, 1999 → May 2, 2009
Gateway Investment Services, Inc.
Oak Park, IL · BC capacity

Aug 30, 1996 → Jan 26, 1999
Invest Financial Corporation
Appleton, WI · BC capacity

Apr 23, 1990 → Aug 9, 1996

Source & corrections

Where this page comes from

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