Charles B Carroll

CRD 2051628 · Edward Jones · North Haven, CT

IA RegisteredBroker

Also appears in the source record as: Charles Brian Carroll Jr; Charles Brian Jr Carroll; Charles Brian Carroll

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (9): Series 66Series 65Series 63Series 51Series 24Series 26Series 7TOSIESeries 7
Registered states (11): Alaska · California · Connecticut · Florida · Massachusetts · Missouri · North Carolina · Oregon · South Carolina · Texas · Vermont
Years in the industry (source record): 36
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Edward Jones
Firm CRD: 250
SEC number: 801-3297
Assets under management: $1.0T as of Jun 29, 2026
Website: www.twitter.com/EDWARDJONES ↗
Phone: 314-515-2000
Firm location: St. Louis, MO, 63131

Employment history (15)

From the source registration record · current first

Edward JonesCurrent
North Haven, CT · IA capacity

May 1, 2024 → present
Edward JonesCurrent
North Haven, CT · BC capacity

start not retrieved → present
Td Ameritrade, Inc.
BD capacity

Apr 26, 2010 → Dec 8, 2020
Td Ameritrade, Inc.
IA capacity

Apr 26, 2010 → Dec 8, 2020
Td Ameritrade Investment Management, LLC
IA capacity

Apr 26, 2010 → Dec 8, 2020
Td Wealth Management Services Inc.
BD capacity

Dec 4, 2009 → Mar 18, 2010
Td Wealth Management Services Inc.
IA capacity

Dec 4, 2009 → Mar 18, 2010
Bancnorth Investment Group, Inc.
BD capacity

May 2, 2006 → Nov 20, 2009
Primevest Financial Services, Inc.
IA capacity

May 2, 2006 → Nov 18, 2009
Essex National Securities, Inc.
IA capacity

Aug 6, 2004 → May 4, 2006
Essex National Securities, Inc.
BD capacity

Feb 3, 1998 → May 4, 2006
Liberty Securities Corporation
BD capacity

Mar 10, 1995 → Jan 30, 1998
Liberty Securities Corporation
BD capacity

Oct 22, 1991 → Feb 8, 1995
Ids Life Insurance Company
BD capacity

Sep 6, 1990 → Oct 22, 1991
American Express Financial Advisors Inc.
BD capacity

Sep 6, 1990 → Oct 22, 1991

Source & corrections

Where this page comes from

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