Andrew R Zimmer

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (5)

SIESeries 7Series 24Series 65Series 63

Registered states (12)

Arizona · Florida · Illinois · Indiana · Iowa · Kentucky · Michigan · Minnesota · Missouri · Nevada · Texas · Wisconsin

Years in the industry (source record)

33

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Firm CRD

7691

SEC number

801-14235

Assets under management

$1.8T as of Jun 29, 2026

Website

www.merrilledge.com/GUIDED-INVESTING ↗

Phone

800-637-7455

Firm location

New York, NY, 10036

Employment history (22)

From the source registration record · current first

• Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent

  Woodridge, IL · IA capacity
  start not retrieved → present
• Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent

  Woodridge, IL · BC capacity
  start not retrieved → present
• Curi Capital, LLC

  Oakbrook Terrace, IL · IA capacity
  Apr 16, 2025 → Nov 18, 2025
• Simplicity Wealth

  Lincolnshire, IL · IA capacity
  Sep 26, 2024 → Dec 16, 2024
• Regal Advisory Services, Inc.

  Glenview, IL · IA capacity
  Jan 8, 2021 → Oct 2, 2024
• Regal Securities, Inc.

  Glenview, IL · BC capacity
  Jan 8, 2021 → Oct 2, 2024
• Sage Private Wealth Group, LLC

  Oakbrook Terrace, IL · IA capacity
  Sep 20, 2016 → Jan 29, 2021
• Raymond James Financial Services Advisors, Inc

  Oakbrook Terrace, IL · IA capacity
  Aug 30, 2016 → Oct 5, 2020
• Raymond James Financial Services, Inc.

  Oakbrook Terrace, IL · BC capacity
  Aug 29, 2016 → Oct 5, 2020
• Kingsbury Capital, Inc.

  Northbrook, IL · BC capacity
  Aug 5, 2014 → Sep 26, 2016
• Kingsbury Capital Investment Advisors LLC

  Evanston, IL · IA capacity
  Jan 27, 2014 → Sep 26, 2016
• Kingsbury Capital LLC

  Evanston, IL · BC capacity
  Feb 7, 2014 → Dec 31, 2014
• Vestor Capital Partners, LLC

  Chicago, IL · IA capacity
  May 28, 2010 → Jan 31, 2012
• Vestor Capital Securities, LLC

  Chicago, IL · BC capacity
  May 28, 2010 → Jan 31, 2012
• Zacks & Company

  Chicago, IL · BC capacity
  Dec 6, 2005 → Jun 28, 2010
• Zacks Investment Management, Inc.

  Chicago, IL · IA capacity
  Aug 15, 2002 → Jun 28, 2010
• Banc One Securities Corporation

  Skokie, IL · IA capacity
  May 20, 2002 → Jul 11, 2002
• Banc One Securities Corporation

  Chicago, IL · BC capacity
  May 17, 2002 → Jul 11, 2002
• Rise, Inc.

  Lakeland, FL · BC capacity
  Jul 11, 2001 → May 23, 2002
• Mesirow Financial, Inc.

  Chicago, IL · BC capacity
  Sep 26, 1994 → Sep 27, 1999
• Lehman Brothers Inc.

  New York, NY · BC capacity
  Aug 27, 1990 → Oct 19, 1994
• The Stuart-James Company, Incorporated

  Denver, CO · BC capacity
  May 22, 1990 → Jul 31, 1990

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.