John C. Oconnell

CRD 2052921 · Fidelity Brokerage Services LLC · Columbus, OH

IA RegisteredBroker

Also appears in the source record as: John Campbell Oconnell

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 65Series 66Series 63SIESeries 7Series 6
Registered states (29): Arkansas · California · Colorado · Connecticut · Delaware · Florida · Georgia · Idaho · Illinois · Indiana · Iowa · Kentucky · Massachusetts · Michigan · Minnesota · Missouri · Montana · New Jersey · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · West Virginia
Years in the industry (source record): 34
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (14)

From the source registration record · current first

Strategic Advisers LLCCurrent
Dublin, OH · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Dublin, OH · BD capacity

Dec 16, 2022 → present
Fidelity Brokerage Services LLCCurrent
Columbus, OH · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Jul 11, 2023 → Mar 31, 2025
Macquarie Investment Management Business Trust
IA capacity

Apr 20, 2020 → Dec 24, 2020
Delaware Distributors, L.P.
BD capacity

Jan 5, 2010 → Dec 24, 2020
Delaware Capital Management Advisers, Inc
IA capacity

Jan 19, 2010 → Apr 20, 2020
Lincoln Financial Distributors, Inc.
BD capacity

Feb 17, 2006 → Dec 31, 2009
Lincoln Financial Distributors, Inc.
IA capacity

Feb 17, 2006 → Dec 31, 2009
Raymond James & Associates, Inc.
BD capacity

Jun 16, 2004 → Feb 14, 2006
Merrill Lynch Pierce Fenner & Smith Inc.
IA capacity

Feb 26, 2003 → Jun 8, 2004
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Dec 20, 2002 → Jun 8, 2004
Alliance Fund Distributors, Inc.
BD capacity

Apr 17, 1997 → Oct 15, 2001
State Street Research Investment Services, Inc.
BD capacity

Jul 29, 1992 → Mar 28, 1997

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2052921 ↗ FINRA BrokerCheck record for CRD 2052921 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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