Todd P. Patton

CRD 2055581 · Fidelity Brokerage Services LLC · Morristown, NJ

IA RegisteredBroker

Also appears in the source record as: Todd P Patton; Todd Philip Patton; Todd Patton

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 66Series 63Series 10Series 9Series 7TOSIESeries 31Series 7
Registered states (22): Arizona · California · Connecticut · Delaware · Florida · Indiana · Maryland · Massachusetts · Minnesota · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Texas · Vermont · Virginia · Washington · Wisconsin
Years in the industry (source record): 36
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2055581 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (14)

From the source registration record · current first

Strategic Advisers LLCCurrent
Ridgewood, NJ · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Ridgewood, NJ · BD capacity

Oct 12, 2021 → present
Fidelity Brokerage Services LLCCurrent
Morristown, NJ · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Oct 14, 2021 → Mar 31, 2025
Ubs Financial Services Inc.
IA capacity

May 14, 2021 → Oct 5, 2021
Ubs Financial Services Inc.
BD capacity

May 7, 2019 → Oct 5, 2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Dec 14, 2009 → Mar 5, 2012
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Dec 14, 2009 → Mar 5, 2012
Alliancebernstein L.P.
IA capacity

Sep 4, 2006 → Oct 7, 2009
Sanford C. Bernstein & Co., LLC
BD capacity

Aug 14, 2006 → Oct 7, 2009
Alliancebernstein Investments, Inc.
BD capacity

Mar 9, 2005 → Aug 15, 2006
Sanford C. Bernstein & Co., LLC
BD capacity

Dec 7, 2000 → Feb 16, 2005
Sanford C. Bernstein & Co., Inc.
BD capacity

Apr 4, 1991 → Dec 7, 2000
Dean Witter Reynolds Inc.
BD capacity

Oct 17, 1990 → Mar 12, 1991

Source & corrections

Where this page comes from

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