Laura J Strong
Also appears in the source record as: Laura Jeannine Hahn; Laura J Schiller; Laura Jeannine Schiller; Laura Strong; Laura Tonkin; Laura Jeannine Weaver
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (8)
- Series 66Series 63Series 10Series 9Series 8SIESeries 31Series 7
- Registered states (40)
- Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Nevada · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin
- Years in the industry (source record)
- 32
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Firm CRD
- 7691
- SEC number
- 801-14235
- Assets under management
- $1.8T as of Jun 29, 2026
- Website
- www.merrilledge.com/GUIDED-INVESTING ↗
- Phone
- 800-637-7455
- Firm location
- New York, NY, 10036
Employment history (7)
From the source registration record · current first
-
Jul 25, 2007 → present
-
start not retrieved → present
-
Robert W. Baird & Co. IncorporatedBD capacityDec 12, 2000 → Sep 12, 2006
-
Wachovia Securities, Inc.BD capacityMay 15, 2000 → Dec 18, 2000
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Salomon Smith Barney Inc.BD capacityDec 3, 1999 → May 3, 2000
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J.C. Bradford & Co.BD capacityJul 17, 1996 → Nov 30, 1999
-
Raymond James & Associates, Inc.BD capacityJul 20, 1994 → Jul 8, 1996
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.