Linda H. Suraci
Also appears in the source record as: Linda Helen Silverman; Linda Helen Suraci; Linda Silverman Tarbet; Linda Tarbet
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (5)
- Series 66Series 65Series 63SIESeries 7
- Registered states (36)
- Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Idaho · Illinois · Indiana · Iowa · Kentucky · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Nebraska · Nevada · New Jersey · New York · North Carolina · Ohio · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin
- Years in the industry (source record)
- 30
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (13)
From the source registration record · current first
-
Jun 28, 2022 → present
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J.P. Morgan Securities LLCBD capacityAug 21, 2018 → Jun 29, 2022
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J.P. Morgan Securities LLCIA capacityAug 21, 2018 → Jun 29, 2022
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Charles Schwab & Co., Inc.BD capacityDec 22, 2015 → Aug 2, 2018
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Charles Schwab & Co., Inc.IA capacityDec 22, 2015 → Aug 2, 2018
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Morgan StanleyBD capacityDec 20, 2013 → May 21, 2015
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Morgan StanleyIA capacityDec 20, 2013 → May 21, 2015
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Robert W. Baird & Co. IncorporatedBD capacityMar 18, 2013 → Nov 6, 2013
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Robert W. Baird & Co. IncorporatedIA capacityMar 18, 2013 → Nov 6, 2013
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Morgan StanleyIA capacityFeb 5, 2013 → Apr 2, 2013
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Morgan StanleyBD capacityJan 28, 2013 → Apr 2, 2013
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Morgan StanleyIA capacityMar 13, 1998 → Apr 10, 2006
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Morgan Stanley Dw Inc.BD capacitySep 17, 1996 → Apr 10, 2006
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.