Kristin Renee' Dennis

CRD 2059578 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Upper Saint Clair, PA

IA RegisteredBroker

Also appears in the source record as: Kris Dennis; Kristin Renee Dennis; Dennis Kris; Kristin Renee Mccormick; Kristin Mccormick; Kristin Mcfarland

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 63Series 9Series 10Series 24SIESeries 31Series 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (13)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Upper Saint Clair, PA · IA capacity

Jun 26, 2025 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Upper Saint Clair, PA · BC capacity

start not retrieved → present
Morgan Stanley
BD capacity

Aug 8, 2018 → May 28, 2025
Morgan Stanley
IA capacity

Aug 8, 2018 → May 28, 2025
Anthem Securities, Inc.
BD capacity

May 8, 2014 → Feb 22, 2017
Mml Investors Services, LLC
BD capacity

Nov 8, 2012 → May 14, 2014
Walnut Street Securities, Inc.
BD capacity

Dec 5, 2005 → Oct 19, 2012
Mcdonald Investments Inc.
BD capacity

Mar 28, 2001 → Nov 21, 2005
Natcity Insurance Services, Inc.
BD capacity

Jan 4, 1999 → Mar 28, 2001
Natcity Investments, Inc.
BD capacity

Mar 23, 1998 → Mar 28, 2001
Liberty Securities Corporation
BD capacity

Aug 3, 1998 → Jan 4, 1999
Independent Financial Securities, Inc.
BD capacity

Jun 12, 1998 → Aug 3, 1998
Key Investments Inc.
BD capacity

Oct 3, 1996 → Nov 21, 1997

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2059578 ↗ FINRA BrokerCheck record for CRD 2059578 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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