Michael Marino

CRD 2061064 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Atlanta, GA

IA RegisteredBroker

Also appears in the source record as: B Michael Marino; B. Michael Marino; Michael B. Marino; Mike Marino

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 79TOSIESeries 7Series 9Series 10Series 24Series 65Series 63
Registered states (1): Georgia
Years in the industry (source record): 31
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (9)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Atlanta, GA · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Atlanta, GA · BC capacity

start not retrieved → present
J.P. Morgan Securities LLC
Atlanta, GA · IA capacity

Mar 6, 2024 → Apr 28, 2025
J.P. Morgan Securities LLC
Atlanta, GA · BC capacity

Oct 1, 2008 → Apr 28, 2025
J.P. Morgan Securities Inc.
Atlanta, GA · BC capacity

Apr 19, 2005 → Oct 1, 2008
Jefferies & Company, Inc.
New York, NY · BC capacity

Jan 14, 2003 → Apr 8, 2005
Hambrecht & Quist LLC
San Francisco, CA · BC capacity

Apr 16, 1999 → Feb 1, 2000
Salomon Smith Barney Inc.
New York, NY · BC capacity

Aug 15, 1994 → Apr 19, 1999
Salomon Brothers Inc.
New York, NY · BC capacity

Nov 28, 1997 → Sep 1, 1998

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2061064 ↗ FINRA BrokerCheck record for CRD 2061064 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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