Chris A. Luttman

CRD 2061462 · Fidelity Brokerage Services LLC · Peoria, AZ

IA RegisteredBroker

Also appears in the source record as: Chris Alan Luttman; Chris A Luttman; Chris Luttman

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (16): Arizona · Arkansas · California · Colorado · Delaware · Florida · Hawaii · Idaho · Michigan · New Jersey · Oregon · Tennessee · Texas · Utah · Virginia · Washington
Years in the industry (source record): 36
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (20)

From the source registration record · current first

Strategic Advisers LLCCurrent
Scottsdale, AZ · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Scottsdale, AZ · BD capacity

Apr 8, 2022 → present
Fidelity Brokerage Services LLCCurrent
Peoria, AZ · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Apr 21, 2022 → Mar 31, 2025
U.S. Bancorp Investments, Inc.
BD capacity

Apr 22, 2019 → Mar 2, 2022
U.S. Bancorp Investments, Inc.
IA capacity

Apr 22, 2019 → Mar 2, 2022
Key Investment Services LLC
BD capacity

Mar 20, 2015 → Apr 29, 2019
Key Investment Services LLC
IA capacity

Mar 20, 2015 → Apr 29, 2019
Bancwest Investment Services, Inc.
BD capacity

Nov 14, 2014 → Mar 27, 2015
Bancwest Investment Services, Inc. (Bwis) And Bwis D/B/A Fhis
IA capacity

Nov 14, 2014 → Mar 27, 2015
Bosc, Inc.
BD capacity

Sep 23, 2013 → Nov 19, 2014
Bok Financial Advisors
IA capacity

Sep 23, 2013 → Nov 19, 2014
Personal Capital Advisors Corporation
IA capacity

Oct 22, 2013 → Oct 25, 2013
Tiaa-Cref Advice And Planning Services
IA capacity

Jul 7, 2005 → Mar 12, 2013
Tiaa-Cref Individual & Institutional Services, LLC
BD capacity

Jan 14, 2005 → Mar 12, 2013
Aig Sunamerica Capital Services, Inc.
BD capacity

Feb 4, 2004 → Dec 6, 2004
Jackson National Life Distributors, Inc.
BD capacity

Feb 18, 2002 → Feb 2, 2004
Brown & Company Securities Corporation
BD capacity

Mar 19, 1997 → May 16, 2001
R A F Financial Corporation
BD capacity

Aug 18, 1994 → Aug 22, 1995
Hibbard Brown & Co., Inc.
BD capacity

Jun 30, 1990 → Aug 26, 1994

Source & corrections

Where this page comes from

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