Robert Loren Downing

CRD 2067611 · Charles Schwab & Co., Inc. · Lone Tree, CO

IA RegisteredBroker

Also appears in the source record as: Bob Downing Jr; Bob Downing; Robert Loren Downing Jr; Robert Loren Downing Jr.

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (9): SIESeries 7Series 9Series 26Series 10Series 24Series 8Series 66Series 63
Registered states (2): Colorado · Texas
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (16)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Lone Tree, CO · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Lone Tree, CO · BC capacity

start not retrieved → present
Empower Advisory Group, LLC
Greenwood Village, CO · IA capacity

Jun 1, 2022 → Jul 7, 2025
Empower Financial Services, Inc.
Greenwood Village, CO · BC capacity

Jun 1, 2022 → Jul 7, 2025
Cetera Advisor Networks LLC
Castle Rock, CO · IA capacity

Aug 21, 2018 → May 11, 2022
First Allied Securities, Inc.
San Diego, CA · BC capacity

Aug 21, 2018 → May 11, 2022
Cetera Investment Services LLC
St. Cloud, MN · BC capacity

Aug 21, 2018 → May 11, 2022
Cetera Financial Specialists LLC
Schaumburg, IL · BC capacity

Aug 21, 2018 → May 11, 2022
Cetera Advisors LLC
Greenwood Village, CO · BC capacity

Aug 21, 2018 → May 11, 2022
Cetera Advisor Networks LLC
El Segundo, CA · BC capacity

Aug 21, 2018 → May 11, 2022
Summit Brokerage Services, Inc.
Denver, CO · BC capacity

Aug 21, 2018 → Dec 3, 2019
National Planning Corporation ("npc Of America" In Fl & Ny)
Denver, CO · IA capacity

Nov 18, 2010 → Feb 21, 2018
National Planning Corporation
Denver, CO · BC capacity

Jun 26, 2009 → Feb 21, 2018
Envestnet Asset Management, Inc.
Berwyn, PA · IA capacity

Jun 15, 2006 → Jan 7, 2009
Portfolio Brokerage Services, Inc.
Chicago, IL · BC capacity

Apr 5, 2006 → Jan 7, 2009
Chatfield Dean & Co., Inc.
Greenwood Village, CO · BC capacity

Jun 21, 1990 → Feb 14, 1991

Source & corrections

Where this page comes from

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