Dana Matthew Jacobs

CRD 2067949 · Morgan Stanley · El Segundo, CA

IA RegisteredBroker

Also appears in the source record as: Dana M Jacobs

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (9): Series 66Series 63Series 10Series 9SIESeries 3Series 7Series 22Series 6
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 36
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2067949 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (13)

From the source registration record · current first

Morgan StanleyCurrent
El Segundo, CA · IA capacity

Jun 10, 2015 → present
Barclays Capital Inc.
BD capacity

May 28, 2010 → Jun 25, 2015
Barclays Capital Inc.
IA capacity

May 28, 2010 → Jun 25, 2015
Hsbc Securities (USA) Inc.
IA capacity

Dec 6, 2007 → Jun 11, 2010
Hsbc Securities (USA) Inc.
BD capacity

May 2, 2005 → Jun 11, 2010
Credit Suisse First Boston LLC
BD capacity

Jan 17, 2003 → Apr 8, 2005
Credit Suisse First Boston
IA capacity

Jan 17, 2003 → Apr 8, 2005
Donaldson Lufkin & Jenrette Securities Corporation
IA capacity

Jul 8, 1997 → Jan 17, 2003
Donaldson, Lufkin & Jenrette Securities Corporation
BD capacity

Apr 24, 1995 → Jan 17, 2003
Salomon Brothers Inc.
BD capacity

Sep 27, 1994 → May 11, 1995
Financial Network Investment Corporation
BD capacity

Sep 2, 1992 → Apr 12, 1993
John Hancock Mutual Life Insurance Company
BD capacity

Jul 5, 1990 → Sep 23, 1992
John Hancock Distributors, Inc.
BD capacity

Jul 5, 1990 → Sep 23, 1992

Source & corrections

Where this page comes from

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