Timothy D Dimock

CRD 2068219 · J.P. Morgan Securities LLC · Birmingham, MI

IA RegisteredBroker

Also appears in the source record as: Timothy David Dimock; Tim D Dimock; Tim Dimock

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 6TOSIESeries 7Series 6Series 24Series 65Series 63
Registered states (23): Alabama · California · Colorado · District Of Columbia · Florida · Georgia · Illinois · Indiana · Louisiana · Massachusetts · Michigan · Minnesota · New Jersey · New York · North Carolina · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Virginia · Washington · Wisconsin
Years in the industry (source record): 31
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2068219 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (11)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Birmingham, MI · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Birmingham, MI · BC capacity

start not retrieved → present
Chase Investment Services Corp.
Huntington Woods, MI · IA capacity

Jul 6, 2005 → Oct 1, 2012
Chase Investment Services Corp.
Huntington Woods, MI · BC capacity

Jul 6, 2005 → Oct 1, 2012
Banc One Securities Corporation
Huntington Woods, MI · IA capacity

Oct 25, 2002 → Jul 6, 2005
Banc One Securities Corporation
Chicago, IL · BC capacity

Aug 1, 2002 → Jul 6, 2005
Ffp Securities, Inc.
Chesterfield, MO · BC capacity

Apr 8, 1998 → Aug 1, 2002
Vestax Securities Corporation
Hudson, OH · BC capacity

Dec 17, 1997 → Oct 14, 1998
Ids Life Insurance Company
Minneapolis, MN · BC capacity

Jul 7, 1995 → Oct 24, 1997
American Express Financial Advisors Inc.
Minneapolis, MN · BC capacity

Jul 7, 1995 → Oct 24, 1997
First Investors Corporation
Edison, NJ · BC capacity

Jun 8, 1990 → Aug 31, 1990

Source & corrections

Where this page comes from

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