Alfred Fuentes
Also appears in the source record as: Alfred Fuentes
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (7)
- Series 65Series 63Series 51Series 24SIESeries 7Series 6
- Registered states (10)
- Arizona · California · Colorado · Florida · Georgia · Illinois · Iowa · Missouri · Oklahoma · Texas
- Years in the industry (source record)
- 35
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Edward Jones
- Firm CRD
- 250
- SEC number
- 801-3297
- Assets under management
- $1.0T as of Jun 29, 2026
- Website
- www.twitter.com/EDWARDJONES ↗
- Phone
- 314-515-2000
- Firm location
- St. Louis, MO, 63131
Employment history (10)
From the source registration record · current first
-
Oct 16, 2015 → present
-
start not retrieved → present
-
Investment Professionals, Inc.BD capacityJun 7, 2012 → Aug 20, 2015
-
Investment Professionals, Inc.IA capacityJun 7, 2012 → Aug 20, 2015
-
Advisors Asset Management, Inc.BD capacitySep 2, 2008 → Jul 13, 2011
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Advisors Asset Management, Inc.IA capacitySep 2, 2008 → Jul 13, 2011
-
Usaa Financial Planning ServicesIA capacityJul 17, 2007 → Aug 22, 2008
-
Usaa Financial Advisors, Inc.BD capacityJun 22, 2006 → Aug 21, 2008
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Usaa Investment Management CompanyBD capacityMay 22, 2007 → Dec 31, 2007
-
Usaa Investment Management CompanyBD capacityMar 18, 1991 → Jun 22, 2006
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.