Karen Delise Simpson

CRD 2072885 · Morgan Stanley · Toledo, OH

IA RegisteredBroker

Also appears in the source record as: Karen Delise Burgess

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66SIESeries 7Series 6
Registered states (51): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 31
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (10)

From the source registration record · current first

Morgan StanleyCurrent
Toledo, OH · IA capacity

Apr 1, 2020 → present
Ameritas Investment Company, LLC
BD capacity

Jan 4, 2014 → Mar 17, 2020
Ameritas Advisory Services
IA capacity

Dec 13, 2013 → Mar 17, 2020
Cambridge Investment Research, Inc.
BD capacity

Feb 8, 2011 → Dec 20, 2011
Cambridge Investment Research Advisors, Inc.
IA capacity

Feb 7, 2011 → Dec 20, 2011
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Nov 14, 2005 → Apr 28, 2009
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Oct 9, 1999 → Apr 28, 2009
Sky Investments, Inc.
BD capacity

Oct 18, 1995 → Sep 27, 1999
Mfi Investments Corp.
BD capacity

Sep 26, 1995 → Oct 18, 1995
Royal Alliance Associates, Inc.
BD capacity

Feb 1, 1995 → Oct 2, 1995

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2072885 ↗ FINRA BrokerCheck record for CRD 2072885 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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