Suzette B De La Torre
Also appears in the source record as: Suzette La De La Torre; Suzette De La Torre; Suzette De La Torre Burgner; Suzette B Delatorre
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (5)
- Series 65Series 63Series 24SIESeries 7
- Registered states (10)
- Arizona · California · Nebraska · New York · North Carolina · Oregon · Puerto Rico · South Dakota · Texas · Washington
- Years in the industry (source record)
- 35
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (14)
From the source registration record · current first
-
Aug 2, 2021 → present
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Wells Fargo Clearing Services, LLCBD capacityJan 3, 2011 → Aug 13, 2021
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Wells Fargo Clearing Services, LLCIA capacityJan 3, 2011 → Aug 13, 2021
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Wells Fargo Investments, LLCIA capacityMay 12, 2009 → Jan 3, 2011
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Wells Fargo Investments, LLCBD capacityApr 29, 2009 → Jan 3, 2011
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Ubs International Inc.IA capacityFeb 29, 2008 → Mar 26, 2009
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Ubs International Inc.BD capacitySep 1, 2006 → Mar 26, 2009
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Banc Of America Investment Services, Inc.IA capacityAug 15, 2002 → Sep 5, 2006
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Banc Of America Investment Services, Inc.BD capacityJul 14, 2000 → Sep 5, 2006
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Aug 10, 1998 → Jul 7, 2000
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Norwest Investment Services, Inc.BD capacityJun 9, 1997 → Aug 10, 1998
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Banc One Securities CorporationBD capacityJan 1, 1996 → Jun 9, 1997
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Banc One Arizona Investment Services CorporationBD capacityMay 27, 1992 → Jan 1, 1996
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Prudential Securities IncorporatedBD capacityAug 30, 1991 → May 19, 1992
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.