Christopher Faulkner Jones

CRD 2078059 · Fidelity Brokerage Services LLC · Lexington, KY

IA RegisteredBroker

Also appears in the source record as: Chris F Jones; Chris Jones

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 66Series 63Series 26SIESeries 7Series 6
Registered states (16): Alabama · Arkansas · Florida · Georgia · Indiana · Kentucky · Massachusetts · North Carolina · Ohio · South Carolina · South Dakota · Tennessee · Utah · Washington · West Virginia · Wisconsin
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2078059 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (13)

From the source registration record · current first

Strategic Advisers LLCCurrent
Lexington, KY · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Lexington, KY · BD capacity

Jan 21, 2022 → present
Fidelity Brokerage Services LLCCurrent
Lexington, KY · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Mar 17, 2022 → Mar 31, 2025
Nationwide Investment Advisors, LLC
IA capacity

Apr 2, 2015 → Dec 17, 2021
Nationwide Investment Services Corporation
BD capacity

Jun 24, 2013 → Dec 17, 2021
Fidelity Brokerage Services LLC
BD capacity

Jan 27, 2006 → Jun 14, 2013
Strategic Advisers, Inc.
IA capacity

Sep 17, 2010 → Jun 12, 2013
World Group Securities, Inc.
BD capacity

Aug 31, 2004 → Nov 17, 2005
Banc One Securities Corporation
BD capacity

Oct 18, 2000 → Jul 27, 2004
Robert W. Baird & Co. Incorporated
BD capacity

Jul 29, 1999 → Oct 11, 2000
Northwestern Mutual Investment Services, LLC
BD capacity

Jul 29, 1999 → Oct 11, 2000
Intersecurities, Inc.
BD capacity

Jun 16, 1997 → Dec 31, 1998

Source & corrections

Where this page comes from

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