Susan Kirchheimer Carman

CRD 2081728 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Newport News, VA

IA RegisteredBroker

Also appears in the source record as: Susan K Carman

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63SIESeries 7Series 11
Registered states (42): Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Montana · Nevada · New Hampshire · New Jersey · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Utah · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 34
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (7)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Newport News, VA · IA capacity

Dec 18, 2009 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Newport News, VA · BC capacity

start not retrieved → present
Banc Of America Investment Services, Inc.
BD capacity

Jan 1, 1998 → Oct 23, 2009
Nationssecurities
BD capacity

Jun 7, 1993 → Jan 1, 1998
Nationsbanc Securities, Inc.
BD capacity

Oct 29, 1992 → Jun 7, 1993
Nationsbanc Securities, Inc.
BD capacity

Apr 7, 1992 → Oct 7, 1992
Nationsbanc Capital Markets, Inc.
BD capacity

Apr 3, 1992 → Apr 6, 1992

Source & corrections

Where this page comes from

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