Lewis S Rosensitto

CRD 2083195 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Newport Beach, CA

IA RegisteredBroker

Also appears in the source record as: Lewis Scott Rosen; Lewis Scott Rosensitto; Lewis S Rosen; Lewis S. Rosensitto; Lewis Rosensitto

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 7Series 6Series 22Series 66Series 63
Registered states (1): California
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2083195 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (15)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Newport Beach, CA · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Newport Beach, CA · BC capacity

start not retrieved → present
J.P. Morgan Securities LLC
Newport Beach, CA · IA capacity

Aug 2, 2024 → Oct 22, 2024
J.P. Morgan Securities LLC
Newport Beach, CA · BC capacity

Apr 18, 2024 → Oct 22, 2024
First Republic Securities Company, LLC
Newport Beach, CA · BC capacity

Feb 28, 2012 → Sep 29, 2023
Citigroup Global Markets Inc.
Costa Mesa, CA · IA capacity

May 29, 2007 → Mar 5, 2012
Citigroup Global Markets Inc.
Costa Mesa, CA · BC capacity

May 29, 2007 → Mar 5, 2012
Citicorp Investment Services
Costa Mesa, CA · IA capacity

Jan 14, 2002 → May 29, 2007
Citicorp Investment Services
Costa Mesa, CA · BC capacity

Oct 8, 1999 → May 29, 2007
Signator Investors, Inc.
Boston, MA · BC capacity

Mar 8, 1996 → Nov 16, 1999
John Hancock Mutual Life Insurance Company
Boston, MA · BC capacity

Mar 8, 1996 → May 1, 1997
Stephens Inc.
Little Rock, AR · BC capacity

Sep 13, 1996 → Oct 25, 1996
Wells Fargo Securities Inc.
San Francisco, CA · BC capacity

Jul 18, 1996 → Sep 17, 1996
Mml Investors Services, Inc.
Springfield, MA · BC capacity

Jan 21, 1994 → Mar 9, 1994
Cigna Securities, Inc.
Radnor, PA · BC capacity

Dec 17, 1990 → Jul 28, 1992

Source & corrections

Where this page comes from

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