Raymond Craig Schenk

CRD 2083712 · Charles Schwab & Co., Inc. · Phoenix, AZ

IA RegisteredBroker

Also appears in the source record as: Rame Schenk; Ray Schenk; Raym Schenk; Raymond C Schenk; Raymond Schenk

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 6TOSeries 7TOSIESeries 7Series 6Series 63Series 65
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 22
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (15)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Phoenix, AZ · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Phoenix, AZ · IA capacity

start not retrieved → present
Schwab Wealth Advisory, Inc.Current
Phoenix, AZ · IA capacity

start not retrieved → present
Vanguard Marketing Corporation
Scottsdale, AZ · BC capacity

Jun 23, 2021 → Aug 27, 2024
Vanguard Advisers, Inc.
Scottsdale, AZ · IA capacity

Jun 9, 2021 → Aug 27, 2024
Wealth Enhancement Advisory Services, LLC
Madison, WI · IA capacity

Jan 2, 2021 → Jun 10, 2021
Sva Wealth Management, LLC
Madison, WI · IA capacity

Aug 1, 2018 → Jan 13, 2021
The Mather Group, LLC
Houston, TX · IA capacity

Sep 17, 2015 → Jul 31, 2018
Harbour Investments, Inc.
Rockford, IL · BC capacity

Mar 31, 2009 → Dec 3, 2009
Raymond James Financial Services, Inc.
Rockford, IL · BC capacity

Oct 5, 2006 → Apr 3, 2007
Mml Investors Services, Inc.
Rockford, IL · IA capacity

Oct 5, 2004 → Oct 19, 2004
Mml Investors Services, Inc.
Springfield, MA · BC capacity

Oct 5, 2004 → Oct 19, 2004
Nfp Securities, Inc.
Rockford, IL · IA capacity

Oct 17, 2000 → Aug 23, 2004
Nfp Securities, Inc.
Austin, TX · BC capacity

Jun 30, 1999 → Aug 23, 2004
Financial Network Investment Corporation
El Segundo, CA · BC capacity

Oct 17, 1990 → Dec 31, 1995

Source & corrections

Where this page comes from

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