Christopher Joseph Dwyer

CRD 2083837 · Wells Fargo Advisors · Trumbull, CT

IA RegisteredBroker

Also appears in the source record as: Chris Dwyer Sr; Christopher J Dwyer; Christopher Joseph Dwyer Sr

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 26Series 66
Registered states (6): Connecticut · Florida · Massachusetts · Minnesota · New Jersey · South Carolina
Years in the industry (source record): 34
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (15)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Trumbull, CT · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Trumbull, CT · BC capacity

start not retrieved → present
Key Investment Services LLC
Guilford, CT · IA capacity

Aug 29, 2018 → Jun 16, 2023
Key Investment Services LLC
Guilford, CT · BC capacity

Aug 28, 2018 → Jun 16, 2023
Citizens Securities, Inc.
Deep River, CT · IA capacity

Nov 9, 2017 → Aug 9, 2018
Citizens Securities, Inc.
Deep River, CT · BC capacity

Apr 10, 2015 → Aug 9, 2018
Park Avenue Securities LLC
Madison, CT · BC capacity

Dec 2, 2014 → Apr 1, 2015
Proequities, Inc.
Clinton, CT · BC capacity

Jun 1, 2004 → Sep 6, 2013
Jefferson Pilot Securities Corp
New Haven, CT · IA capacity

Mar 21, 2003 → Jun 2, 2004
Jefferson Pilot Securities Corporation
Fort Wayne, IN · BC capacity

Jul 8, 2000 → Jun 2, 2004
Polaris Advisory Services Inc
New Haven, CT · IA capacity

Mar 27, 2000 → Mar 27, 2003
Polaris Financial Services, Inc.
Concord, NH · BC capacity

Mar 3, 1992 → Jul 8, 2000
Mml Investors Services, Inc.
Springfield, MA · BC capacity

Sep 6, 1991 → Mar 10, 1992
The Prudential Insurance Company Of America
Newark, NJ · BC capacity

Sep 5, 1990 → Aug 29, 1991
Pruco Securities Corporation
Newark, NJ · BC capacity

Sep 5, 1990 → Aug 29, 1991

Source & corrections

Where this page comes from

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