John Ryuichi Uyeki

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (7)

SIESeries 7Series 10Series 9Series 24Series 65Series 63

Registered states (53)

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Years in the industry (source record)

34

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

J.P. Morgan Securities LLC

Firm CRD

79

SEC number

801-3702

Assets under management

$429.7B as of Jun 30, 2026

Website

wealthpartners.jpmorgan.com ↗

Phone

800-999-2000

Firm location

New York, NY, 10017

Employment history (21)

From the source registration record · current first

• J.P. Morgan Securities LLCCurrent

  Southport, CT · IA capacity
  start not retrieved → present
• J.P. Morgan Securities LLCCurrent

  Southport, CT · BC capacity
  start not retrieved → present
• Janney Montgomery Scott LLC

  New Haven, CT · IA capacity
  Nov 19, 2024 → May 9, 2025
• Janney Montgomery Scott LLC

  New Haven, CT · BC capacity
  Nov 19, 2024 → May 9, 2025
• Osaic Institutions, Inc.

  Mystic, CT · IA capacity
  Jun 5, 2015 → Nov 20, 2024
• Osaic Institutions, Inc.

  Mystic, CT · BC capacity
  Jun 5, 2015 → Nov 20, 2024
• Lpl Financial LLC

  Branford, CT · IA capacity
  Mar 5, 2012 → Mar 18, 2015
• Lpl Financial LLC

  Branford, CT · BC capacity
  Mar 5, 2012 → Mar 18, 2015
• Cco Investment Services Corp.

  Newington, CT · IA capacity
  Aug 9, 2007 → Mar 20, 2012
• Cco Investment Services Corp.

  Newington, CT · BC capacity
  Aug 6, 2007 → Mar 20, 2012
• Ifmg Securities, Inc.

  New Haven, CT · IA capacity
  Dec 20, 2006 → Aug 9, 2007
• Ifmg Securities, Inc.

  New Haven, CT · BC capacity
  Apr 10, 2006 → Aug 9, 2007
• Chase Investment Services Corp.

  New York, NY · IA capacity
  Apr 20, 2005 → Mar 23, 2006
• Chase Investment Services Corp.

  New York, NY · BC capacity
  Dec 18, 2002 → Mar 23, 2006
• Jackson National Life Distributors, Inc.

  Franklin, TN · BC capacity
  Aug 9, 2002 → Nov 4, 2002
• Futureshare Financial LLC

  Jersey City, NJ · BC capacity
  Dec 5, 2001 → Feb 14, 2002
• Conseco Securities, Inc.

  Carmel, IN · BC capacity
  Feb 9, 1998 → Dec 5, 2001
• Mercantile Investment Services, Inc.

  St. Louis, MO · BC capacity
  Dec 16, 1999 → Dec 31, 1999
• Aetna Investment Services, Inc.

  Windsor, CT · BC capacity
  Nov 12, 1993 → Jan 20, 1998
• Charles Schwab & Co., Inc.

  Westlake, TX · BC capacity
  Mar 30, 1992 → Nov 3, 1993
• Sentra Securities Corporation

  Phoenix, AZ · BC capacity
  Jan 3, 1991 → Apr 6, 1992

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.