Timothy Christian Osgood
Also appears in the source record as: Tim Osgood
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (6)
- Series 65Series 63SIESeries 31Series 7Series 6
- Registered states (14)
- California · Colorado · Florida · Illinois · Louisiana · Michigan · New Hampshire · New York · North Carolina · Ohio · Oregon · Rhode Island · Texas · Virginia
- Years in the industry (source record)
- 36
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 2090001 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (5)
From the source registration record · current first
-
Jan 13, 2012 → present
-
Chase Investment Services Corp.IA capacityMar 14, 2001 → Jan 17, 2012
-
Chase Investment Services Corp.BD capacityOct 13, 2000 → Jan 17, 2012
-
Usaa Investment Management CompanyBD capacityOct 20, 1993 → Dec 7, 1999
-
First Investors CorporationBD capacitySep 10, 1990 → Oct 10, 1990
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.